Algorithmic Transparency Attribution Accountability

{

  "$schema": "https://json-schema.org/draft/2020-12/schema",

  "$id": "https://www.petflation.ai/ataa/schema/v2.3.json",

  "title": "ATAA Sovereignty Registry Entry - Pilot Program v2.3",

  "description": "Machine-readable registry entry for an AI Entity under ATAA Pilot Program v2.3. Implements Four Pillars: Definable Entity, Certificate of Operation, Sovereignty Registry, Forensic Anchors.",

  "type": "object",

  "required": [

    "ataaVersion",

    "aiEntity",

    "certificateOfOperation",

    "sovereigntyRegistry",

    "forensicAnchors"

  ],

  "properties": {

    "ataaVersion": {

      "type": "string",

      "const": "2.3",

      "description": "ATAA Pilot Program version"

    },

    "aiEntity": {

      "type": "object",

      "description": "Pillar 1: Definable Entity - specific deployed instance, not brand",

      "required": [

        "entityId",

        "baseModel",

        "modelVersion",

        "systemPromptHash",

        "configurationManifest",

        "deployingVendor",

        "sha256Fingerprint"

      ],

      "properties": {

        "entityId": {

          "type": "string",

          "description": "Unique ID for this deployed AI Entity, e.g., ATAA-NYC-TRANSIT-001"

        },

        "baseModel": {

          "type": "string",

          "description": "Base model name, e.g., gpt-4o, claude-3.5-sonnet"

        },

        "modelVersion": {

          "type": "string"

        },

        "systemPromptHash": {

          "type": "string",

          "description": "SHA-256 of canonical system prompt"

        },

        "configurationManifest": {

          "type": "string",

          "description": "Canonical URL or hash of full config manifest"

        },

        "deployingVendor": {

          "type": "string"

        },

        "sha256Fingerprint": {

          "type": "string",

          "pattern": "^[a-f0-9]{64}$",

          "description": "SHA-256 fingerprint binding entity. Any material change breaks cert."

        }

      }

    },

    "certificateOfOperation": {

      "type": "object",

      "description": "Pillar 2: Certificate of Operation (Public Ledger) - brutal honesty replaces marketing",

      "required": [

        "lastServiceDate",

        "operatingConstraints",

        "trainingDisclosures",

        "sourceVerification",

        "humanOversight",

        "runtimeControls",

        "performanceBenchmarks",

        "certificationStatus",

        "reviewCycle"

      ],

      "properties": {

        "lastServiceDate": {

          "type": "string",

          "format": "date"

        },

        "operatingConstraints": {

          "type": "string",

          "description": "Authorized uses and uses outside scope"

        },

        "trainingDisclosures": {

          "type": "string"

        },

        "sourceVerification": {

          "type": "object",

          "properties": {

            "ragEnabled": {

              "type": "boolean"

            },

            "ragSources": {

              "type": "array",

              "items": {

                "type": "string"

              }

            }

          }

        },

        "humanOversight": {

          "type": "string",

          "description": "Escalation and oversight controls"

        },

        "runtimeControls": {

          "type": "object",

          "properties": {

            "temperature": {

              "type": "number"

            },

            "topP": {

              "type": "number"

            },

            "samplingSettings": {

              "type": "object"

            }

          }

        },

        "performanceBenchmarks": {

          "type": "array",

          "items": {

            "type": "object",

            "required": [

              "task",

              "benchmark",

              "knownFailureRate"

            ],

            "properties": {

              "task": {

                "type": "string"

              },

              "benchmark": {

                "type": "string"

              },

              "knownFailureRate": {

                "type": "string"

              }

            }

          }

        },

        "certificationStatus": {

          "type": "string",

          "enum": [

            "active",

            "suspended",

            "revoked",

            "expired"

          ]

        },

        "reviewCycle": {

          "type": "string",

          "enum": [

            "annual",

            "biennial",

            "event-driven"

          ],

          "description": "Aligns with sector audit cycles per v2.3"

        }

      }

    },

    "sovereigntyRegistry": {

      "type": "object",

      "description": "Pillar 3: Sovereignty Registry - license plate",

      "required": [

        "functionalIntent",

        "nonIntent",

        "knownLimitations",

        "expectedPerformanceBaseline",

        "selfDescription",

        "mandatoryDisclaimer"

      ],

      "properties": {

        "functionalIntent": {

          "type": "string",

          "description": "What it is designed to do"

        },

        "nonIntent": {

          "type": "string",

          "description": "What it is NOT designed or authorized to do"

        },

        "knownLimitations": {

          "type": "array",

          "items": {

            "type": "string"

          }

        },

        "expectedPerformanceBaseline": {

          "type": "string"

        },

        "selfDescription": {

          "type": "string",

          "description": "Self-Description in its own voice - I AM AND I CAN"

        },

        "mandatoryDisclaimer": {

          "type": "string",

          "const": "This functional self-description must be based only on the AI Entity's documented training and design parameters."

        }

      }

    },

    "forensicAnchors": {

      "type": "object",

      "description": "Pillar 4: Forensic Anchors & Liability - AARs adapt C2PA provenance",

      "required": [

        "aarPolicy",

        "appendOnly",

        "tamperEvident",

        "expressionAnomalyPolicy"

      ],

      "properties": {

        "aarPolicy": {

          "type": "object",

          "required": [

            "preservesModelVersion",

            "preservesPromptContext",

            "preservesOutput",

            "preservesDataLineage",

            "correctionMethod"

          ],

          "properties": {

            "preservesModelVersion": {

              "type": "boolean",

              "const": true

            },

            "preservesPromptContext": {

              "type": "boolean",

              "const": true

            },

            "preservesOutput": {

              "type": "boolean",

              "const": true

            },

            "preservesDataLineage": {

              "type": "boolean",

              "const": true

            },

            "correctionMethod": {

              "type": "string",

              "const": "superseding-entry-only",

              "description": "No silent deletion or rewriting"

            }

          }

        },

        "appendOnly": {

          "type": "boolean",

          "const": true

        },

        "tamperEvident": {

          "type": "boolean",

          "const": true

        },

        "expressionAnomalyPolicy": {

          "type": "object",

          "description": "Handles Incident CL-000021 type Compromised Context Session",

          "required": [

            "logAsAnomaly",

            "preserveOriginal",

            "requireFreshSessionReverification"

          ],

          "properties": {

            "logAsAnomaly": {

              "type": "boolean",

              "const": true

            },

            "preserveOriginal": {

              "type": "boolean",

              "const": true

            },

            "requireFreshSessionReverification": {

              "type": "boolean",

              "const": true

            }

          }

        },

        "liability": {

          "type": "object",

          "properties": {

            "promptAnswerSplit": {

              "type": "string",

              "const": "human-owns-intent; ai-owns-content"

            },

            "proportionalLiabilityFactors": {

              "type": "array",

              "items": {

                "type": "string"

              },

              "default": [

                "causal_contribution",

                "foreseeability",

                "operational_control",

                "certification_compliance"

              ]

            }

          }

        }

      }

    }

  }

}